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    We run an approval process before we authorise our underwriters to trade with a new broker and this may involve completing a due diligence questionnaire and providing us with your financial statements. Each broker’s situation will be unique and our approval criteria are individually tailored.

    In the UK we will enter into a terms of business agreement (TOBA) with all approved brokers and this document will demonstrate compliance with the FCA’s regulations.

    In the international offices we may enter into a TOBA, but this will depend on the jurisdiction.