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    Executive Risk in Cyber & Executive Risk

    Entity+ Regulatory Investigation and Inquiry / Public Company D&O Extension

    Neal Wilkinson

    Neal Wilkinson

    Product Leader - US Executive Risk and M&A

    Enhanced investigation and inquiry cover for companies under their Directors & Officers insurance policies.

    Beazley Entity+ offers an extended 'investigation and inquiry' insurance, providing companies with enhanced cover for regulatory investigations at a time of heightened regulatory scrutiny. By providing cover before, during and after a shareholder class action, Entity+ significantly increasing the protection afforded to companies confronting the risk of prolonged regulatory scrutiny.

    Entity investigation cover

    Upon the filing of a securities class action against a company, the enhancement provides cover for costs incurred in response to related informal and formal investigations by, or in conjunction with, the Enforcement Division of the US Securities and Exchange Commission.

    Cover is also provided, on a coinsurance basis, for costs incurred in responding to the investigation prior to the launch of the securities class action ("look back coverage"), as well as those incurred once the securities action is resolved. This is in contrast to traditional solutions which only cover formal investigations that are concurrent with a securities class action.

    Additional cover

    In addition to entity investigation coverage, Entity+ also offers the following protections:

    • Plaintiff attorney fees cover in a derivative suit.
    • Defence costs for the entity as a nominal defendant in a derivative suit.
    • Books and records cover, with a sub-limit.
    • Explicit coverage for class certification fees.
    • Inquiry cover includes an insured persons attending interviews, meetings and providing documents in connection with (i) requests by court appointed trustees and liquidators and (ii) third party litigation against the company (in relation to non-indemnifiable loss) and (iii) internal investigations (also in relation to non-indemnifiable loss).
    • Inquiry cover includes sworn testimonies.

    Admitted/Non-admitted

    Non-admitted basis only

    Target Market

    US Publicly traded companies in all commercial industries

    Limits

    $25,000,000 written on a primary basis

    Provided via an endorsement to Beazley's Public D&O Policy

     

    Entity+ Regulatory Investigation and Inquiry / Public Company D&O Extension team

    Claims

    William Clarke

    Claims Team Leader - Executive Risk

    William Clarke

    New York, NY, USA

    +1 646 943 5919

    Underwriters

    Jordan Benshoof

    Underwriter - US Executive Risk

    Jordan Benshoof

    Los Angeles, CA, USA

    +1 213 228 7733

    Deirdre Finn

    Underwriter - US Executive Risk

    Deirdre Finn

    New York, NY, USA

    +1 917 344 3310

    Marc Galindo

    US Executive Risk Underwriter

    Marc Galindo

    Dallas, TX, USA

    +1 972 419 8012

    Christina Herald

    Underwriter - US Executive Risk

    Christina Herald

    Atlanta, GA, USA

    Anthony Komro

    US Executive Risk

    Anthony Komro

    Chicago, IL, USA

    +1 312 476 6208

    Jason Lowney

    Underwriter - Executive Risk

    Jason Lowney

    +1 917 344 3313

    Jonathon Palmquist

    Underwriter - US Executive Risk

    Jonathon Palmquist

    New York, NY, USA

    James Rizzo

    Underwriter - US Executive Risk

    James Rizzo

    New York, NY, USA

    +1 646 943 5901

    Jeremie Saada

    Head of US Executive Risk

    Jeremie Saada

    New York, NY, USA

    +1 646 943 5908

    Entity+ Regulatory Investigation and Inquiry / Public Company D&O Extension forms

    Brochures

    Entity Plus presentation